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SOX404Lite Basic Edition
SOX404Lite Basic Edition
Our Price: $495.00

Product Code: SOX404LITE-BASIC


SOX404Lite Basic Edition 

For development stage and startup public companies seeking compliance with Section 404(a) of the Sarbanes-Oxley Act of 2002

Includes the methodology and templates you need for basic Compliance with Section 404(a) of the Sarbanes Oxley Act of 2002.  Typical installation timetables are 4 weeks in startup development stage companies.  Here is what you get:

A Limited Set of Templates that enables small public companies with limited operations to comply with the Act.

Focus your compliance on:

- Cash management and treasury
- A/P, cash disbursements, and expense
- Equity, Options and Warrants
- Financial statement close and reporting
- Basic Governance

Without getting lost in all the Entity Level and significant process analyses that don't apply to your business, but are required for full compliance.

Project Conclusion

You will use our templates (which include detailed testing procedures for your limited operations) to document your testing and remediation process.

A detailed Project Conclusion Memorandum is printed from our templates that describes the process used for evaluation and your final assessment of the adequacy of your internal controls over financial reporting along with any required remediation and other findings.

- Project Conclusion Memorandum
- Section 8A or 9A report           

The SOX404Lite Basic Template set provides the minimum evaluation and documentation necessary for compliance with Section 404(a) of the Sarbanes-Oxley Act of 2002 for small public businesses with limited operations.  The Basic Edition is ideal for startup/development stage public companies that want to comply with the Act without performing all the detailed documentation and testing required for businesses with operations.  Included with the SOX404Lite Basic template set is 2 hours of consulting with our CPA's and Management Advisors.   Also included is access to our online SOX education library and video training.

Template Table

Partial List of Product Includes:
Internal Controls Implementation Plan


Project Planning Memorandum


COSO Questionnaire


Significant Accounts ID Matrix


Cash management and treasury


A/P, cash disbursements, and expenses


Equity, Options and Warrants


Financial statement close and reporting policies and procedures


Financial statement close and reporting control matrix


Director Code of Conduct


Code of Ethics for CEO/President and CFO


Project Conclusion Memorandum


Section 8A or 9A report


2 hours of technical support


Access to our online SOX404Lite tools


  • Developed by Management Advisors and CPAs specializing in small public company audits

  • Designed to satisfy your investors, board, regulators, auditors, and management

  • Download, Customize, Document, and Done - we provide the tools and teach you how

  • Options - Outsource your section 404(a) compliance (part or all) to us

  • Have questions? Call us at 888-215-0671 ext. 83