SOX404Lite
Basic Edition
For development stage and startup public companies seeking compliance with Section
404(a) of the Sarbanes-Oxley Act of 2002
Includes the methodology and templates you need for
basic Compliance with Section 404(a) of the Sarbanes Oxley Act of 2002. Typical installation timetables are 4 weeks in
startup development stage companies. Here is what you get:
A Limited Set of Templates that enables small public companies with
limited operations to comply with the Act.
Focus your compliance on:
- Cash management and treasury
- A/P, cash disbursements, and expense
- Equity, Options and Warrants
- Financial statement close and reporting
- Basic Governance
Without getting lost in all the Entity Level and significant process
analyses that don't apply to your business, but are required for full
compliance.
Project Conclusion
You will use our
templates (which include detailed testing procedures for your limited
operations) to document your
testing and remediation process.
A detailed Project
Conclusion Memorandum is printed from our templates that describes the
process used for evaluation and your final assessment of the adequacy of
your internal controls over financial reporting along with any required
remediation and other findings.
- Project Conclusion Memorandum
- Section 8A or 9A report
The SOX404Lite Basic Template set provides the minimum evaluation and documentation necessary for compliance with Section 404(a) of the Sarbanes-Oxley Act of 2002
for small public businesses with limited operations.
The Basic Edition is ideal for startup/development stage public companies
that want to comply with the Act without performing all the detailed
documentation and testing required for businesses with operations.
Included with the SOX404Lite Basic template set is 1 hour of consulting with our Management Advisors.
We don't build this product for consultants or individuals. Contact us RE: Copedia Affiliate program.
Template Table
Partial List of Product Includes: |
|
Internal Controls Implementation Plan
|
X
|
Project Planning Memorandum |
X
|
COSO Questionnaire |
X
|
Significant Accounts ID Matrix |
X
|
Cash management and
treasury |
X
|
A/P, cash disbursements, and expenses |
X
|
Equity, Options and
Warrants |
X
|
Financial statement close and reporting policies and procedures |
X
|
Financial statement close and reporting control matrix |
X
|
Director Code of Conduct |
X |
Code of Ethics for
CEO/President and CFO |
X |
Project Conclusion Memorandum |
X |
Section 8A or 9A report |
X |
2 hours of technical
support |
X |
Access to our online
SOX404Lite tools |
|
more... |
X
|
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Developed by Management Advisors and CPAs specializing in small public company audits
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Designed to satisfy your investors, board, regulators, auditors,
and management
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Download, Customize, Document, and Done - we provide the tools and
teach you how
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Options - Outsource
your
section 404(a) compliance (part or all) to us
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Have questions? Call us at 888-215-0671 ext. 83